Head of Compliance (Retail Pensions & Investments)

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Head of Compliance (Retail Pensions & Investments) Retail Pensions & Investments FinTech Location: London (Hybrid – 2 days office, 3 days WFH per week) Salary: To £120k + shares + benefits
This innovative FinTech has made headlines for all the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead. This is your chance to help shape that future.
It's looking increasingly likely that that future will include an IPO in the not too distant future.
And you'll have shares in the business as part of your benefits package.
Talk about a fantastic time to join!
Reporting into the Compliance Director (SMF16), you’ll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.).
You’ll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver assurance activities, provide pragmatic advice at pace, and carry out broader Compliance activities including horizon scanning, regulatory reporting, training etc
You’ll be ...
Location:
London
Job Type:
FullTime
Category:
Management & Consultancy

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