COMPLIANCE ADVISORY MANAGER - EXPERIENCE OF RETAIL INVESTMENTS AND PENSIONS REQUIRED - Compliance...

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Job Description

COMPLIANCE ADVISORY MANAGER - EXPERIENCE OF RETAIL INVESTMENTS AND PENSIONS REQUIRED

£70K - £80K & benefits 50% Hybrid (Bath)

REF: 4129D3

We are recruiting for our client, a leading Financial Services Group, seeking a Compliance Advisory Manager to support the business on understanding regulatory policy, procedures and process

You should have previous experience of advising on Policies and Standard Operating Procedures as well as ongoing advisory Regulatory Interpretation, covering both Pensions and Retail Investments with a good knowledge of Consumer Duty as well as the broader FCA Handbook.

Great opportunity to join rapidly expanding Compliance Dept at an exciting time with plenty of opportunities for internal progression. NB We have already filled many roles at this client including some of the senior positions hence are well placed to advise you on these

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact no) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.

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Location:
Bath, England, United Kingdom
Salary:
£60,000 - £80,000
Category:
Consulting

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