Compliance Officer - Investments (Retail)
5 Days Old
Overview
Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm.
Responsibilities
- Conduct compliance reviews and sign-offs.
- Support as compliance liaison for any projects undertaken by the business.
- Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
- Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
- Ad-hoc project work.
Profile / Qualifications
- Previous experience in a compliance role within the Retail Investment Management space.
- A strong understanding of regulatory frameworks and compliance standards.
- Bachelor\'s degree with an outstanding academic record from a reputable university.
- Self-starter with high standards, resilience, stamina, determination and perseverance.
Job Offer / Benefits
- Competitive daily rate of approximately 500+, depending on experience.
- Opportunity to work with a respected organisation in the financial services industry.
- Temporary role offering flexibility and hybrid working.
- Location:
- Greater London, England, United Kingdom
- Salary:
- £125,000 - £150,000
- Job Type:
- FullTime
- Category:
- Finance, Management & Operations
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