Head of Compliance

Retail Savings & Investments FinTech

Location: London (Hybrid – 2 days office, 3 days WFH per week)

Salary: To £130k + bonus + shares

What’s in it for you?

This is a natural stepping stone into an SMF16 role. There’s a clear path. No waiting for someone to move on, no dead man’s shoes. It’s all part of the plan.

You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture.

There’s also shares as part of the package and with a mooted IPO on the horizon, they’re likely to be quite lucrative.

And there’s a flexible working model with just 2 days a week in the firm’s London office.

What you’ll be doing

Reporting into the Compliance Director (SMF16), you’ll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.).

You’ll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver assurance activities, provide pragmatic advice at pace, and carry out broader Compliance activities including horizon scanning, regulatory reporting, training etc.

You’ll also provide independent challenge and input to senior management regarding key business decisions and new product development.

What you’ll need

You’ll be a highly experienced Compliance professional with a proven track record of managing and developing Compliance teams.

You’ll have strong experience of working in a Retail Savings and/or Investments environment and will be very familiar with the regulatory requirements impacting the distribution of investment products such as ETFs, ISAs, Pensions etc.

You’ll also have a proven track record of working closely with and influencing senior management teams.

Interested?

Click apply.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at mark.wilson@willowresourcing.co.uk. We’ll pick it up from there.