Overview

RETAIL COMPLIANCE TECHNICAL ADVISORY MANAGER – L4 QUALIFIED WITH STAFF SUPERVISION EXPERIENCE AND INVESTMENTS & MORTGAGES KNOWLEDGE REQUIRED

Our client, a well known compliance consultancy, is recruiting a manager to head up their technical advice team. Duties will include the following:

• Deliver training on regulatory matters to the team and other internal departments.
• Promote a culture of cross-department collaboration within the group to ensure information, knowledge and experience is shared across the business.
• Coaching and developing the team with the ability to assess training needs.
• Setting, measuring and managing performance standards and expectations.
• Motivating team members and creating an environment that fosters participation and challenge whilst supporting individual needs.
• Reviewing firms’ Financial Promotions and Websites.
• Assist firms with internal notifications to the regulator and other requests.

£50K + benefits Hybrid (Leeds)

Qualifications and Requirements

• Solid compliance experience of both Investments & Mortgages with the L4 qualification and staff supervision experience.
• Role is 3 days in the office and 2 days work-from-home.

Application Details

To apply, please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact number). Note: we cannot reply to all applications; only successful applications will be contacted. Your details will not be passed on without your explicit permission.

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter states that all applicants should be legally entitled to work in the UK. By applying, candidates agree to the above information and attest that the information they provide is true and accurate to the best of their knowledge.

Additional information

• Seniority level: Mid-Senior level
• Employment type: Full-time
• Job function: Finance and Sales